Investment Program Management Inc (IPM)
This company is run by
Andrew Linn, John Findlater OBE and Leonard Berney
The Irish Financial Services Regulatory Authority ('Financial Services Regulator')
Subject: Investment Program Management Inc.
The contents of the warning notice published in relation to the abovementioned firm would have been similar to the introduction to the warning notices section on the IFSRA website, which reads as follows:
The Irish Financial Services Regulatory Authority ('Financial Services Regulator') publishes warning notices naming firms, which operate, as investment business firms in Ireland without appropriate authorisation.
Under the Investment Intermediaries Act, 1995, it is a criminal offence for an investment firm to operate in Ireland unless it has appropriate authorisation from the Financial Services Regulator. Clients of firms, which are not authorised, are not eligible for compensation from the Investor Compensation scheme.
I trust this satisfies your query.
Legal & Finance Department