CNMV WARNS THE PUBLIC ON UNREGISTERED FIRM
Pursuant to the second paragraph of Article 13 of the Law 24/1988, July 28th, the
Securities Markets Act, the Comisiacional del Mercado de Valores, advises that:
ALEXANDER ROTHKO AND ASSOCIATES LTD.
Avenida Diagonal 640, planta 6
is not authorised to provide the investment services detailed in the paragraph 1 and in the letters a) and c) of the paragraph 2 of the Article 63 of the Spanish Securities Market Act, in relation to the financial instruments detailed in the paragraph 4 of the said Article, including, to such effects, transactions on foreign currency.
For any further consultation please contact the Comisiacional del Mercado de
Valores enquiry line at 902 149 200 or visit the CNMV's website.